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Tolkien and the Great War by John Garth

Tolkien and the Great War, by John GarthIn The Wand in the Word, a collection of interviews with fantasy writers published in 2006, one of the questions Leonard S Marcus asks (of those writers who are old enough) is how they were affected by living through the Second World War. “Several, it seemed, had turned to fantasy both as readers and writers,” he says, “not to ‘escape’ reality, but as the truest way of coming to terms with wartime terrors that for them lay almost beyond words.” Lloyd Alexander‘s response to the question is: “For the first time in my life, I had come up against real power.” And Diana Wynne Jones‘s: “…from the time I was five years old until the time I was getting on to twelve, the entirety of the world as far as I was concerned was stark-staring crazy in a most menacing way. It left me with the feeling that the most appalling and peculiar things are liable to happen at any time.” J R R Tolkien, of course, spent a certain amount of effort denying that The Lord of the Rings was an allegory of the Second World War, with Sauron as Hitler and the Ring of Power as the atom bomb, but John Garth, in Tolkien and the Great War: The Threshold of Middle-earth explores how the First World War — the conflict Tolkien himself served in — shaped “the legendarium” of Tolkien’s writings.

An essential element of Tolkien’s wartime experience was rooted in the close friendship he had with Christopher Wiseman, Rob Gilson and G B Smith. Together, they formed the TCBS — the Tea Club and Barrovian Society (referring to the tea room at Barrow’s Stores where they’d meet) — a fellowship that dated back to their school days. The TCBS seemed to be a sort of furnace for the forging of these four young men’s ideals and goals. “Tolkien,” Garth says, “had told them that they had a ‘world-shaking power’, and… they all believed it.”

After the start of the Great War, but before any of them had seen any action, the four met for what they dubbed “the Council of London”:

“For Tolkien, the weekend was a revelation, and he came to regard it as a turning point in his creative life. It was, he said eighteen months later, the moment when he first became conscious of ‘the hope and ambitions (inchoate and cloudy I know)’ that had driven him ever since, and were to drive him for the rest of his life.”

Which made it all the more difficult when the war killed first Gilson, then Smith. It’s impossible to read about the TCBS without remembering that the first book of The Lord of the Rings is called The Fellowship of the Ring, and how important the fellowship is within the narrative — the most surprising part of which, to me, has always been Aragorn’s decision not to follow Frodo and Sam into Mordor, but to try to save Merry and Pippin from the orcs, something which has much less strategic value, but which nevertheless embodies the core of what the Fellowship is fighting for. Throughout the First World War, the surviving members of the TCBS continued to write to each other, and Tolkien’s early poems did the rounds. It’s often said that writers need a “perfect reader” in mind when they write, and the TCBS seems to have been Tolkien’s. Certainly their encouragement, and sometimes their forthright criticism, were an essential part of his development as a writer.

J R R Tolkien, 1916One criticism that’s often raised against fantasy of the sort Tolkien wrote is that, by telling tales of battles between good and evil, they reduce the moral complexity of the real world to something childish. Susan Cooper, also interviewed in The Wand in the Word, says: “I think the whole Light and Dark thing in The Dark is Rising goes back to my being a child during the war”, but adds that this, at the time, was probably a prejudice that boiled down to “goodies” and “baddies”, and that “after the dropping of the atomic bombs by the Americans, I realised that the good guys could do bad things too”. But the most surprising thing, for me, that John Garth has to say, is the fact that although Tolkien had been playing with his “legendarium” (which Garth describes as “a vast complex of interwoven histories, sagas, and genealogies, of phonologies, grammars, and vocabularies, and of philological and philosophical disquisitions”) before he saw action, not only did his direct involvement in the war focus his creative efforts, but also, because of it, “Tolkien’s mythology becomes, for the first time, what it would remain: a mythology of the conflict between good and evil.” Although:

“The idea that the conflict must be perpetual arose directly from a long-held scepticism about the blandly optimistic prognoses prevailing during the Great War, as Tolkien recalled in an interview nearly half a century later: ‘That, I suppose, was an actual conscious reaction from the War – from the stuff I was brought up on in the “War to end wars” – that kind of stuff, which I didn’t believe in at the time and I believe in less now.’”

cover to The Lord of the Rings by Pauline Baynes

The Lord of the Rings cover by Pauline Baynes

War, in The Lord of the Rings, is always more complex than the simple good versus evil it is sometimes accused of — particularly as we readers get to see it, that is, through the eyes of the minor players who don’t always grasp the whole power play behind the conflict, but are merely caught between its cogs. Mostly, this complexity is in the potential for once-good people (Saruman, Denethor) to be corrupted either by the enemy, or by hopelessness and despair. Nevertheless, the presence of that background struggle between archetypal good and evil is there, and, according to Garth, it is there because of Tolkien’s experience with the horrors of real war.

Another thing Tolkien has been criticised for, Garth says, is for not adopting the tone of those poets and writers whose reaction to war became the culturally accepted one, which Garth refers to as one of “disenchantment” with heroism and its ideals:

My friend, you would not tell with such high zest
To children ardent for some desperate glory,
The old Lie: Dulce et decorum est
Pro patria mori.

Dulce et Decorum Est by Wilfred Owen

Tolkien wrote in an epic, heroic, and archaic mode that most of his contemporaries thought had been fatally undermined by the realities of the First World War. But in doing so, he not only managed to capture the horrors of war — the terror of being an individual caught in the clash of awful forces, to be snuffed out at any moment, and the relentless onslaught of despair and hopelessness alongside the physical attacks of the enemy — but also the fact that people could fight for worthwhile ideals, and that there was still a place for heroism, even in a world apparently given over to nothing but the “animal horror” (as Tolkien put it) of the trenches.

Titus Groan by Mervyn Peake

Titus GroanIf you imagine a sliding scale of fantasy from the Epic to the Gothic, the defining works at either end must surely be Tolkien’s Lord of the Rings and Peake’s Gormenghast books. Both Tolkien and Peake were illustrators (Tolkien on a much more amateur level), and both used (initially private) drawing as a means of immersing themselves in their created worlds. A quick glance through J R R Tolkien: Artist & Illustrator shows that Tolkien was mostly interested in, and accomplished at, landscapes. His humans and humanoids, when present, are often stiff, and usually take second place to the scenery, but his landscapes, though conjured with a decorative rather than a realistic style (and very much under the influence of the Golden Age of Illustrators), are much more convincing. Peake, on the other hand, was a professional illustrator, and his manuscripts for Titus Groan were peppered with evocative little sketches, mostly of his characters, in an attempt to capture their personalities and test the authenticity of the dialogue he wrote for them. Tolkien’s characters are people in a landscape, and you know that, should the people depart, the landscape would remain, just as magnificent, just as laden with myth and history. Middle Earth is a place you can imagine visiting for a while. But you can’t imagine visiting Gormenghast castle without the fear of it bringing out your Gormenghastian side, your urge to find your own lonely niche in its spidery attics and dusty, junk-filled side-rooms, and there stew in your eccentricities till cooked into a weird and ornery self-caricature. Peake’s characters and landscape are one — his cast of oddities are not so much in the shadow of the great castle, as it is the shadow of them, and they the shadow of it. So much do its limits make an entire world for them that when one of their number, crack-kneed Flay, is banished to the wilderness, he’s astonished to find that:

“Nature, it seemed, was huge as Gormenghast.”

Peake's own dustjacket design for Titus Groan

Peake’s own dustjacket design for Titus Groan

Knowing Peake is an illustrator, it’s tempting to say that the incredible vividness in which his world and characters are described must be the result of an artist’s eye and a well-honed visual imagination, right down to the details:

“a sweep of old cobwebs, like a fly-filled hammock…”

“a thin beam of light threaded the warm brooding dusk and was filled with slowly moving motes like an attenuate firmament of stars…”

“His face was very lined, as though it had been made of brown paper that had been crunched by some savage hand before being hastily smoothed out and spread over the tissues…”

or, one of the most evocative lines from the second book, Gormenghast:

“…a streak of lightning, like an outrider, lit up the terrain so that for a moment the world was made of nothing but wet steel.”

But read his descriptions closely, and you find that Peake feels his world as much as he sees it — both the physical weight of it, and the unseen tensions and moods that haunt it — though this of course may be what explains his ability as an illustrator as much as it explains his ability as a writer: both are translations of a keen inner sense of the is-ness of things, and the being-ness of people, rather than merely what they look like. And Gormenghast is a world as much shadowed with dark emotion as it is by lack of light. Here is doomed Sepulchrave in his doomed library, dwelling on doom:

“The library appeared to spread outwards from him as from a core. His dejection infected the air about him and diffused its illness upon every side. All things in the long room absorbed his melancholia. The shadowing galleries brooded with slow anguish; the books receding into the deep corners, tier upon tier, seemed each a separate tragic note in a monumental fugue of volumes.”

Fuchsia, by Mervyn Peake

Fuchsia, by Mervyn Peake

I first read Titus Groan when I was about 17. I read it again a year later, then once more just recently, and was amazed to find how vividly every incident and character had remained in my memory throughout the 24 year gap. Each character, though grotesquely fantastic, is also utterly, realistically human, a product of what Peake called “extreme individualism”, both infinitely strange and infinitely right, a perfect example of a type of person I’m sure I’ve met, but know I can’t have. That shark-eyed look of cold calculation you get from Steerpike (who was originally called Smuggerly in Peake’s earliest drafts) makes him the original of all Machiavellian social climbers and arch-manipulators; Fuchsia’s tempests of love and hate, resentment and forgiveness, (always full on, one then the other), make her the most awkwardly adolescent of adolescents; Prunesquallor so rightly accused (by his snapping sister) of being “drunk with [his] own levity” is perhaps the only character with the potential of seeing beyond the Gormenghastness of Gormenghast, if only he weren’t so Gormenghastian himself; the Twins as emotionally dead as marionettes; the drear solemn weight of mournful Sepulchrave; the stateliness and indifference of Countess Gertrude; the insignificant whining of Nanny Slagg — all so real, so human, so exaggerated, so true.

In a radio broadcast at the time of the book’s publication, Peake said:

“I enjoy the fantastic and the sheer excitement of having a sheet of white paper and a pen in one’s hand and no dictator on earth can say what word I put down…”

And, in a later essay (“How a Romantic Novel Was Evolved”), he talks of just what sort of words he found himself putting down as he began Titus Groan:

“A mixture of serious as well as nonsensical fantasy began to pour itself out, without object, sentences growing out of their precursors involuntarily.”

Growing out of their precursors — like the mass of Gormenghast grows from its own tortuous foundations. Has a novel ever so resembled its own subject? Titus Groan is a monumental fugue of words.

The Weirdstone of Brisingamen by Alan Garner

The Weirdstone of Brisingamen was Garner’s first book, published in 1960, and is the first of a trilogy, to be completed later this year. I first read it at the age of 8 or 9, and was totally caught up in its delirious, nightmare chase sequences (a good half of the book, if not more, is given to two long chases, one aboveground, one below); it also either introduced me to, or connected me with, a primal, archaic layer of my imagination, something I can best describe as “English mythic” — a folkloristic mix of fairy lore, Norse myth and Tolkienesque fantasy laid upon the English countryside, something which has, ever since, been one of those deep-running veins of imaginative meaning for me, and that excites me whenever I encounter hints or glimpses of it in such things as classic Doctor Who, 70s UK horror films, Robert Holdstock’s Mythago Wood, Susan Cooper’s Dark is Rising, etc., etc.

I re-read the book in my twenties, and was a bit disappointed. While no way near as derivative of Tolkien as, say, the regurgitative Sword of Shanarra, Weirdstone is certainly strongly influenced by The Lord of the Rings. It’s silly to complain that Cadellin, the white-bearded, monk-robed wizard, is like Gandalf, because Gandalf is like Odin, and all such wizards have their roots in a similar primal archetype. But other aspects of the book are surely too Tolkienesque to be anything but influence. There’s the Galadriel-like Angharad Goldenhand, for instance, a beautiful female elf-like noble who protects the travellers in her realm, giving them food and gifts to help them when they return to the fray. There are dwarfs — Tolkienesque dwarfs, not Norse myth ones. There’s a magical object (the Weirdstone of the title), which in this case needs to be recovered, not destroyed. Most Tolkienesque of all is the nightmare journey through the mines of the goblin svart-alfar, whose “Eyes! Eyes looking at me! Down there in the darkness!” made me think of Tolkien’s “Drums! Drums in the deep!”, occurring as it does at a similar moment. The best way to describe LOTR‘s impact on Weirdstone (I don’t know if Garner acknowledges this or not) is to think of it as a sort of fever dream fuelled by the late-night reading of Tolkien, with certain major events and figures emerging re-purposed, alongside a host of Norse-mythic figures bursting out as the imaginative floodgates are opened.

A recent, third read changed my mind again. Yes, Weirdstone is heavily influenced by Tolkien, but two things save it from being a derivative work. One, Garner is a powerful writer, and perhaps the only reason he relied so much on Tolkien is he responded to him (or the archetypes he employed) so powerfully. The most Tolkienesque passage — that journey through the Moria-like goblin-infested mines — is one of the most compelling sequences in the book, with the “Earldelving” chapter, in which the travellers have to squeeze through miles of narrow, often flooded passages, being genuinely claustrophobic. I found myself desperate to finish that chapter just so I could breathe again. Some of the descriptions of the underground caves have a beauty that can only have come from firsthand experience:

“Now and again they would come upon a stretch of rock over which the water had washed a delicate curtain. This was to be found where a vein of ore lay just above the roof: the water, trickling through the copper, over the years had spread a film of colours down the wall, ranging from the palest turquoise to the deepest sea-green.”

The other saving grace is evident in the above passage, too. Garner’s main purpose in writing Weirdstone seems not so much to tell a story — as I said, story-wise, Weirdstone is pretty much all chase — as to enchant a landscape he knows and loves (that of Alderley Edge) with a thick layer of myth and imagination. The second half of the book, in which the children, their dwarf companions, and the down-to-earth rustic Gowther Mossock, have to cross several miles of countryside while avoiding the thickly-ranked forces of evil, seems almost like a game children would play — “How would you get from here to there without being seen?” One thing fantasy all too often suffers from is generic landscapes — forests full of nothing but evenly-spaced trees on flat land, mountains that are bluish, rocky and snow-capped, swampy marshes, sandy deserts, etc. etc. — but Garner’s is a real landscape, tangled with all the quirks and stops and ditches and brambles of the actual English countryside, as well as being shot through with folklore, like it has a vein of imaginative silver running through it. (In fact, it is often the landscape, with all its obfuscating thickets and exposed, open spaces, that provides the real hazards and difficulties in the journey in Weirdstone, despite the hordes of evil human and inhuman creatures loose in it.)

The feel I get from Weirdstone is of a young writer, fired up with the creative freedom granted him by reading Tolkien (and a lot of the same source myths & folklore too), and connecting that with a deep, highly imaginative love of a real landscape. When I first read this book, the thing that most excited me was the feeling that the everyday world could be infused with a barely-hidden magic, in which a bothersome local woman could turn out to be the evil witch Morrigan, an ancient rock could be a hidden gateway to an underground chamber, and a family heirloom could be an ancient stone of power. And I think the reason I loved this so much about Weirdstone, and other books like it, is not that it provides an escape from “real” life, but that it captures an essence of human experience, that we not only live in a real world of mud and stones, roads and houses, but in a world of imagination, too, where the “real” things have potentially powerful connections with realms of inner meaning & magic that are just as real, even if they are only in our heads.

Fallacies of Wonderland

I’ve just been reading Aspects of Alice, a compendium of essays and extracts about the two Alice books and their author, dating from soon after Alice in Wonderland‘s publication (including a near-contemporary reviewer suggesting Carroll was plagiarising Tom Hood’s From Nowhere to the North Pole, which Aspects‘ editor Robert Phillips points out was published some years after the first Alice book) up to the late 1960s (with a short article called “Lewis Carroll — The First Acidhead”, written in such a hippie-ish idiom, it’s quite quaint).

The essays I enjoyed were of two types: those which were about Dodgson the man, full of the sort of facts you’d like to think you could remember well enough to drop into conversations (“Did you know Charles Dodgson invented a machine for noting down ideas in the night?”) but never can; and those which praise the books, usually in a suitably playful or poetic style (Walter de La Mare or W H Auden’s contributions, for instance), without insisting on an interpretation. The essays I didn’t enjoy were by critics who had a theory, and who were seeking to prove their theory by applying it to the Alice books. Or perhaps I should say, were seeking to disprove (disenchant) the Alice books by applying their theory. These critics were what I think of as reductionists.

Fantasy is easy prey to reductionists. I think this is because good fantasy (i.e., not allegory) has a free-floating symbolical quality to it, meaning it can be applied to anything you happen to be concerned about, and still seem relevant. The Lord of the Rings can be read as being about the Second World War, or the Atom Bomb, or political power, or personal greed, or the victory of the small against the powerful. It can even be just a compelling story, free of any sort of interpretation whatsoever. Reductionists say, “Yes, but really, it’s all about X.” And there’s no arguing with them because yes, it is about X; it’s also about all these other things, as well as being about nothing at all, but to this the reductionists just smile knowingly and say “Yes, but really, it’s all about X.”

The most obvious example are the Freudians, who get a whole section of Aspects. Freud didn’t write about the Alice books, as far as I know, and the essays herein are by lesser hands, which is perhaps why they’re so risible — these are lesser thinkers, working with another man’s theory. They go through the Alice books saying, “Ah yes, here of course we have a phallic symbol. And oh look, there’s another.” — counting off the phallic symbols as though the number of them might prove something. The height of ridiculousness comes on p. 361, where there’s a large-type heading, “The Symbolic Equation: Girl=Phallus”, which made me giggle. (I’d say it made me titter, only you know those Freudians…) One thing Freudianism — or any reductionism — can’t stand is laughter, which is perhaps a good test to hold up to any critic-with-a-theory. “Can you still believe it while laughing?”

It reminds me of my last encounter with a stuck-in-the-mud Freudian, Maureen Duffy’s The Erotic World of Fairy (I wrote a review of it on Amazon), where she proclaimed Peter Pan to be a “free-flaying phallus”, as though that actually meant something, in fact was a damning indictment. Instead it conjured an image… that again led to giggling.

The Freudians aren’t the only reductionists in Aspects of Alice. That hippie writer is another. His reductionism is that all imagination is evidence of drug use. (Aspects also contains a version of Grace Slick’s lyrics to “White Rabbit”, which are a far better evocation of Alice-as-psychedelia. Slick’s lyrics aren’t reductionist because they’re using the Alice books as a springboard to create something new, and end up adding to the books’ richness, not attempting to reduce it.) Another was “Alice’s Journey to the End of Night” by Donald Rackin, whose form of reductionism is to assert the Alice books are “a comic horror-vision of the chaotic land beneath the man-made groundwork of western thought and convention”. The counter-argument, that most people’s reaction to the Alice books is to enjoy them rather than get depressed, seems to have escaped him.

As well as laughter, another thing reductionism can’t handle is wonder. Fantasy works best, for those who like it, when it conveys a sense of wonder. Wonder might be defined as a moment of freedom from mere understanding, a sense of something greater than anything that can be put into words. You can only accept wonder for what it is, not reduce it, explain it, define it.

And at the end of it all, it’s the wonder that remains. I’ve forgotten all the reductionists’ attempts to convince me Alice is a phallus, or the tormented soul of modern man, or an acidhead in nursery dress. Instead, I want to read the Alice books again, if only to wash all that (oh so serious) nonsense out of my head and put a little of the genuine stuff in its place — the pure, fantastic, wonder-making nonsense, which is much more what the Alice books are about.

My own particular form of reductionism as far as the Alice books are concerned (I can’t help having one), is they’re about how ridiculous the adult world can seem to a child. The adult world is a world of reductionists — people who’ve lost their sense of wonder, or replaced it with well-reasoned blinkers against what they fear — which could be why the Alice books attract such a train of critics so blind to their own place in them:

“When I use a word,” Humpty Dumpty said in rather a scornful tone, “it means just what I choose it to mean — neither more nor less.”

Alice waited a minute to see if he would speak again, but as he never opened his eyes or took any further notice of her, she said “Good-bye!” once more, and, getting no answer to this, she quietly walked away: but she couldn’t help saying to herself as she went, “Of all the unsatisfactory —” (she repeated this aloud, as it was a great comfort have such a long word to say) “of all the unsatisfactory people I ever met —”

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