Three Types of Ghost Story

Hill Woman in BlackI’ve been reading a few ghost stories lately. Most recently Susan Hill’s The Woman in Black (having already seen Nigel Kneale’s 1989 TV film, and the recent Hammer version), though I found it wanting in a way I didn’t with, say, Dark Matter, or my recent re-read of The Turn of the Screw. Thinking about why this was has led to a little bit of theorising about three types of ghost stories and how they work. So here goes.

The first, and purest, type of ghost story revels entirely in the protagonist’s horror of the supernatural. To make it work, the ordinariness of both the protagonist and their everyday world has to be clearly established, so when the supernatural makes its appearance, it feels truly weird and frightening. In this type of ghost story, the ‘ghost’ doesn’t even have to be a ghost, in the sense of a undead human spirit. M R James’s stories are probably the best example of this type, and his ‘ghosts’ are more often demons or elementals — embodied curses or prohibitions — and when they are human, as in, for instance, ‘Number 13’ or ‘Count Magnus’, they’re often supernaturally-tinged sorcerers or necromancers. This type of ghost story is all about technique — the way the supernatural is hinted at, built up, and finally revealed. The only emotion required of the protagonist is terror; details of his or her inner life just get in the way. You don’t get a lot of human insight from M R James’s stories, but you do get a good ghost story.

The Woman from The Woman in Black

from Nigel Kneale’s 1989 adaptation of The Woman in Black

The second type is as much about the protagonist’s horror at the display of human qualities, such as despair or sorrow, driven to such an extreme they’ve become supernatural. The Woman in Black is of this type. (The book is, anyway. I’d say the 2012 Hammer version, upping the cinematic shock value, turned the Woman into a far more demonic creature than she is in the book.) The bulk of conventional Victorian ghost stories are of this type, too. There, a ghost lingers beyond death because either it has been wronged, or has done wrong, and needs to set things right before it can move on. With The Woman in Black, there’s no longer that Victorian feeling of a moral order keeping certain dead souls from moving on till they’ve done what they’re supposed to; rather, it’s the Woman herself, so consumed by sorrow, anger and the need for revenge that she can’t pass on. The thing about this type of ghost story is that the protagonist is still looking on the ghost as something separate — as purely a horror. Things change slightly in the last chapter of The Woman in Black (the narrator comes to experience something of what made the Woman what she is) but not enough to take this story to the next type; the Woman is still seen as something exceptional and horrific, a twisted and rare form of human being, something to be pitied and feared, not empathised with.

The Haunting of Hill House coverThe third type is about how the protagonist’s own despair or sadness is brought to the fore by encounters with a ghost, until they experience it as a manifestation of their own inner world. The ghost still exists to embody (in a ghostly, disembodied way) supernaturally-distorted human qualities, but as much as the protagonist is haunted by the ghost, they’re haunted by something inside themselves too. The ghost and the protagonist’s inner life become entangled to the point where they’re indistinguishable. This is the type of story where the ghost needn’t exist at all — or it can exist in that Tzvetan Todorov hinterland where the story never makes it clear whether the ghost is a ‘real’ ghost or is just an externalisation of the protagonist’s own mental state. Listing examples, I find all my favourites: The Haunting of Hill House, The Influence, The Turn of the Screw.

It has to be said these three types have permeable walls. (Ghosts being ghosts, they’re not going to be stopped from wandering through walls anyway.) Jonathan Miller, after all, turned M R James’s ‘Oh Whistle and I’ll Come to You’ from a ghost story of the first type to the third, by emphasising how the basic character-type of so many of M R James’s protagonists (academic, reserved, distant and somewhat disapproving of lesser human beings) is exactly what makes them so vulnerable to the terror of an isolating ghostly visitation.

Woman in Black 2012Overall, I tend to like examples from the first and third types. The first work best as short stories — shocks work best when kept short. (Cinematic ghost stories, more and more, tend to be overlong examples of the first type, with nothing but shock after shock after shock. I ended up fast-forwarding much of the second half of the 2012 Woman in Black, searching for morsels of story, because I got bored of being supposedly shocked.) The third type mixes the supernatural with the psychological, which is how I prefer it, and this tends to be best when done at length, with plenty of build-up to establish both the protagonist’s psychology and the ‘normality’ of their world.

The trouble, for me, with the second type, is it’s basically disapproving. It’s about marking certain humans (undead ones, admittedly) as separate from ‘us’ (as represented by the protagonist and the rest of a quietly-ordered, functioning society). It seems to be saying that most of us don’t experience extremes of emotion, particularly negative emotion, so we can safely regard those who do as alien, other, horrific. But saying this is also saying that as soon as we experience such extremes, we have to regard ourselves as now separate, alienated, and horrific, too. This is perhaps a very English thing, where reserve and social propriety can make for a ridigly-defined norm, where extreme emotion is met with an embarrassment and disapproval close to horror — meaning you have to repress such emotions, to the point of being haunted by them. Perhaps that’s why the English write so many ghost stories.

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Wizardry and Wild Romance by Michael Moorcock

I’d like all the writers I like to like each other. But writers, self-centred and individualistic as cats, are often the worst at being objective about other writers. There’s too much stepping on each other’s toes, too much “You don’t want to do it like that!” and “I was going to do that, and do it better!” As a result, I’ve learned to take a cruel joy in finding out that the writers I like in fact hate each other. There’s M R James on Lovecraft (“whose style is of the most offensive. He uses the word cosmic about 24 times”), Machen on Blackwood (“Tennyson said ‘the cedars sigh for Lebanon’, and that is exquisite poetry; but Blackwood believes the cedars really do sigh for Lebanon and that… is damned nonsense”). Both Tolkien and C S Lewis met and liked E R Eddison, but hated his outlook (Tolkien: “I thought that, corrupted by an evil and indeed silly ‘philosophy’, he was coming to admire, more and more, arrogance and cruelty”); while Fritz Leiber wrote of Tolkien, “He’s not interested in women and he’s not really interested in the villains unless they’re just miserable sneaks, bullies and resentful cowards…”

Wizardry & Wild Romance cover

Wizardry and Wild Romance, Gollancz (1987), cover by Les Edwards

Michael Moorcock’s Wizardry and Wild Romance is subtitled “A Study of Epic Fantasy”, but it’s no academic exercise in objectivity. I’ve read it many times, but reading it used to depress me, and it’s taken a good few years (and re-reads) to understand why. It is, of course, that Moorcock is a practitioner of the form he’s examining, and his “study” is more a cry than a critique. One of the reasons I’ve so often come back to reading it is that I wanted it to be like Lovecraft’s “Supernatural Horror in Literature”: a critical history of a genre by one of its major practitioners. But Lovecraft’s essay is, really, a critical history only by way of being a writer’s manifesto, a definition of what Lovecraft himself was trying to do. Because Moorcock shies away from explicit definitions (though he does offer one: “I am referring specifically to that body of prose fiction distinguished from myth, legend and folktale by its definite authorship and not genuinely purporting to be a true account of historical or religious events”), it leaves a sort of gap, the black hole of a definition which can only be inferred from the penumbra of praise and damnation that makes up the bulk of Wizardry and Wild Romance. And one of the problems is that Moorcock is so much better at damnation:

“…a new school is emerging of would-be Romantics, desperately striving to discover fresh sensibilities in the way repressed products of the middle-classes tried to loosen up with drugs and sentimental egalitarianism in the sixties. These people learned the school rules too well, however, and the main impression given by their fabulations is of red elbows and other miscellaneous bits of anatomy poking out through holes they have, with much effort and personal discomfort, rubbed in the straitjacket.”

And:

“Often the prose is little more than a mindless imitation of the euphonious aspects of the verse which, lacking the substance of the original, takes on the aspect of a mute attempting desperately to sing a Mozart song by mouthing an approximation of the sounds he has heard.”

And, most famously:

The Lord of the Rings is a pernicious confirmation of the values of a morally bankrupt middle-class. The Lord of the Rings is much more deep-rooted in its infantilism than a good many of the more obviously juvenile books it influenced. It is Winnie-the-Pooh posing as an epic.”

Like many an internet commentator, he brings the Nazis into the debate early on (mentioning Rudolph Hess in the Foreword). And he has a particular downer on HP Lovecraft:

“An aggressive, neurotic personality, though not without his loyalties and virtues, Lovecraft came under the influence of Poe, Dunsany and the imaginative writers of the Munsey pulp magazines and produced some of the most powerful infantile pathological imagery and some of the most astonishingly awful prose ever to gain popularity, yet his early work, written primarily in homage to Dunsany, from where he borrowed the idea of an invented pantheon of gods, is lighter in touch and almost completely lacking in the morbid imagery of his more successful horror stories in which death, idealism, lust and terror of sexual intercourse are constantly associated in prose which becomes increasingly confused as the author’s embattled psyche received wound after wound and he regressed into an attitude of permanent defensiveness.”

Whew.

That word, “aggressive”, occurs quite often in Moorcock’s little critiques, whether it’s of Lovecraft, John Norman, Tolkien or C S Lewis. But its use does itself come across as, well, quite aggressive:

“One should perhaps feel some sympathy for the nervousness occasionally revealed beneath their thick layers of stuffy self-satisfaction, typical of the second-rate schoolmaster, but sympathy is hard to sustain in the teeth of their hidden aggression which is so often accompanied by a deep-rooted hypocrisy.”

The thing I always failed to notice in my early readings and re-readings of Moorcock’s book (which usually left me feeling how much he must hate the genre, and wondering why he bothered to write a book about it) was his evident passion for it. He swipes so eloquently against the writers he hates precisely because he feels so strongly about what they’re doing — or, to his mind, mis-doing. He does praise writers, some not unequivocally — Clark Ashton Smith, Robert E Howard — others highly — Fritz Leiber, M John Harrison, Robert Holdstock, Mervyn Peake — though never, sadly, as eloquently as his criticisms. But he also presents, if you can spot it amidst the fusillade, evidence of having not only read a great deal of it, but a good deal about it.

Rodney Matthews cover

Rodney Matthews cover

And, of course, he has written a lot of it himself. But here, Moorcock doesn’t discuss his own work, which may account for the key gap I find in Wizardry and Wild Romance (whose title I always assumed was a quote from a genuine poem, till I tried to track it down, and found that the “Wheldrake” it’s attributed to is a Swinburne pseudonym (used, appropriately, to write bad reviews of his own work) as well as, later, a Moorcock character).

Wizardry and Wild Romance was the first book about fantasy I read, and it certainly taught me a lot:

“An intrinsic part of the epic fantasy is exotic landscape…. and no matter how well drawn their characters or good their language writers will appeal to the dedicated reader of romance according to the skill by which they evoke settings…”

And:

“Melodrama and irony work very well together; the best fantasies contain both elements, which maintain tonal equilibrium…”

Moorcock may bash the “morally bankrupt” middle-classes, and he may sometimes present a rather defensive maturismo somewhat reminiscent of Jackie Wullschläger’s in Inventing Wonderland, but you have to admit he does it with style. And if you can stand back far enough not to be splashed by the acid he spits, there’s a good deal of enjoyment to be had from the sheer wit of the book, even if you disagree with the points being made:

“If the bulk of American sf could be said to be written by robots, about robots, for robots, then the bulk of English fantasy seems to be written by rabbits, about rabbits and for rabbits.”

And, perhaps the most revealing statement about Moorcock’s own tastes in fiction:

“If we must be given stories about talking animals, let them at least be sceptical, sardonic and world-weary talking animals.”

While to me, it’s to find recourse from scepticism, cynicism and world-weariness that I turn to fantasy in the first place — that, to me, is what literary magic is all about, what Tolkien called “re-enchantment” — but that, of course, is my own bias.

cover

John Picacio cover

Although it was updated in 2004 for the Monkeybrain Books edition, Wizardry and Wild Romance is, really, a product of its time, and is best read that way. It came from a writer witnessing the commercialisation of what had been, to him and the writers he admired, a deeply individualistic, often revolutionary art form — but that’s a battle that has long been lost, the commercial element of heroic fantasy being here to stay. The updates to the book, to me, feel a bit tagged on and less part of the central, anguished cry that spawned the kernel essay, “Epic Pooh”, back in — when was it? According to the Foreword, parts of Wizardry and Wild Romance were published as early as 1963, and that’s over fifty years ago!

Wizardry and Wild Romance is a book I will come back to and re-read, as I have come back to it many times in the twenty seven years since I first read it. But it’s been a process of learning how to read it: not as objective criticism, more as the expression of a passion, and of an ideal, that Moorcock never clearly states, but certainly defends — in style.

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Me & Horror: My first horror story

I wrote my first horror story before I read any. When I was about 10 or 11, my English teacher gave us a lesson on M R James. He told us the plot of “Oh, Whistle and I’ll Come To You”, and followed this with a reading of his own Jamesian tale. Then we all had to write our own ghost story. Here’s mine:

The Mirror

He never really knew why he bought the mirror. Perhaps it was the interesting design round the edge. It was of human faces, but one was missing, probably that’s why he had bought it cheaply. The man who sold it, a very strange man, was in a hurry to sell it, he even offered it to him for a ridiculous price, five pounds! and it had a gold-plated frame.

The man was very nervous, and he would never show his face and looked at the ground all the time.
Anyway he had bought it now and he would keep it. It was hung in the sitting room, next to the old grandfather clock, and it would stay there.

Then the clock struck eleven. It was time he was going to bed, but he decided to stay down for a while longer, only for fifteen minutes…

He was woken by the clock at quarter to twelve. But something was wrong. The clock only struck once. There was a grinding inside and it stopped.

He got up and examined the clock. Inside the pendulum was blocked by something. He took it out. It was his daughter’s doll. But it’s face had been torn up by the pendulum.

He sat down and put the doll to one side. Then he wondered why the doll hadn’t blocked the pendulum before. He shrugged his shoulders and decided to go to bed now, then went over to the fireplace and put out the fire.

He decided to have one, last look at the mirror.

The faces looked different, he thought. Probably because he was tired, but there seemed to be a slight smile on each of their faces. He rubbed his eyes and looked at it again.

He was tired, so he turned to go. Then he heard a faint sound – a faint humming…or was it laughter? He turned to look again at the mirror — each face had an evil grin and their eyes were gleaming malevolently in the dim light.

His heart missed a beat — it must be his eyes playing him up. The mirror glass had steamed up, but he could still see his reflection. His face seemed to laugh back at him.

He wiped the mirror with his sleeve, but as he touched it he felt strange, his face felt as if it was grabbed by a hand and twisted, then he felt dizzy and fell back in his chair.

He woke up an hour later. The clock was still ticking and the room was dark. He lit one of the lamps and stared into the mirror. He screamed in horror and hid his face, then ran out of the room.

His wife came down calling for him. The room was empty. She went to turn the lamp off but then saw the mirror. Where there was a space there was now a carving of a face, and it looked strangely like her husband…

Which just goes to show that all horror fiction, at heart, has a moral. The moral here being, “Never buy a mirror from a guy who won’t show you his face!”

It’s pretty bad, of course, but I like the image of the doll with its face mangled by the clock pendulum. Not exactly original, but it always makes me wonder what was going on in my strange little 11-year old head when I wrote it.

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