Solaris by Stanisław Lem

Solaris was first published in Poland in 1961, and in English translation in 1970 — though this translation (the one I read), by Joanna Kilmartin and Steve Cox, is based not on the original Polish, but a 1964 French translation by Jean-Michel Jasiensko. (It’s only in 2011 that a direct English-from-Polish translation came out, by Bill Johnston, though it’s not yet available as a print edition. I’d have read this one, though, if I had done my research beforehand.)

I was prompted to read Solaris following a vague train of thought about non-horror treatments of the sort of cosmic themes Lovecraft addressed — the human individual set against the immensity of the universe, encounters with the incomprehensible/truly alien, and so on — first in Stapledon’s Last and First Men and Star Maker, and now here. Solaris certainly brushes up against the horrific — I’d say it has a more viscerally distressing moment than anything in Lovecraft’s fiction, simply because it’s magnified by the sort of emotional aspects Lovecraft left out — but though it insists on the same incomprehensibility of the cosmos, Solaris simply doesn’t treat it as horror material.

Polish first edition

The novel is narrated by Kris Kelvin, who arrives at a research station hovering above the world-spanning ocean of a distant planet, Solaris, expecting to be greeted by the station’s three inhabitants, but finds nobody around and the place in disarray. He finally locates Snow (Snaut in the original), in as much a state of disarray as the station, who at first reacts in fear. When he’s assured Kelvin is who (and what) he says he is, Snow tells him the station’s leader, Gibarian, took his own life that morning. He then gives a number of obscure but vague warnings before asking to be left alone:

“Keep a hold on yourself. Be prepared to meet — anything. It sounds impossible, I know, but try. It’s the only advice I can give you.”

The planet Solaris was discovered over a century before Kelvin was born. An apparently uninhabited world, it elicited scientific interest when it was realised the planet didn’t follow the expected orbital path around its twin suns. It should have been moving through forbidding extremes of temperature, but instead kept within a narrow range, almost as though some force were acting on it to keep its environment stable, even habitable. Could it be the planet’s “ocean”? Described as “a sort of gigantic entity, a fluid cell, unique and monstrous… surrounding the globe with a colloidal envelope several miles thick in places”, it’s a mysterious, ever-moving substance that sometimes forms itself into vast, solid structures, only to let them lapse. Could it be, scientists began to wonder, that these weren’t random effects but the thought processes of some vast sentient organism, in effect a world-sized liquid brain? And so the scientific field of Solaristics was born.

But in the hundred-plus years since, almost nothing has been definitively learned about this mysterious “gravity-controlling colloid”. Looking through one of the many exhaustive and authoritative books on the subject, Kelvin sees:

“Multicoloured illustrations, picturesque graphs, analytical summaries and spectral diagrams… explaining the type and rhythm of the fundamental transformations [of the ocean] as well as the chemical reactions. Rapidly, infallibly, the thick tome led the reader on to the solid ground of mathematical certitude. One might have assumed that we knew everything there was to be known about this representative of the category Metamorph… In fact, by no means everyone was yet convinced that the ocean was actually a living ‘creature’, and still less… a rational one.”

Every attempt to communicate with this vast thing failed. Some scientists turned bitterly against it and did everything to disprove its potential sentience. Others concluded that, however interesting it was to human observers, the ocean itself simply wasn’t interested in them. At the point where the novel begins, Solaris studies are in a lull, but nobody is quite able to break away from this fascinating yet seemingly impenetrable mystery. But things are about to enter a new phase.

Arrow books PB from 1973

Waking up on his first morning in the station, Kelvin finds a woman in his room. He knows her — she’s Rheya (or Harey in the original, though I can see why the change was made), the woman he was in love with ten years ago. The only thing is, he left her, and as a result she killed herself. This Rheya is the same age as that Rheya, and even has the needle-mark from her fatal injection visible in her arm. Yet the skin of her feet is “soft, like that of a newborn child” and her dress, when she tries to remove it, proves to have no zips, and only ornamental buttons. It’s Rheya, but not Rheya. She’s not human, but she looks and reacts too much like a human being for Kelvin to easily treat her as not human.

She doesn’t remember how she got here, and seems unable to be separated from Kelvin — doing so causes her emotional distress and even physical pain — but Kelvin is at first horrified by her. He realises this is what Snow was trying to warn him about, and learns that the other members of the crew have their own “visitors”, though of different, but equally personal significance. (We never learn what Snow’s or — the other surviving station-member — Sartorius’s “visitor” is, though there are hints that Sartorius’s is a child or, even, a dwarf. Gibarian’s, though, Kelvin does see: a tall black woman, dressed in nothing but a grass skirt, like an exaggerated racial stereotype. Snow hints the “visitors” aren’t necessarily people you once knew, but embodiments of deep, often guilt-ridden, perhaps even perverse, emotional responses, which is one of the reasons the crew members keep themselves and their “visitors” hidden away from one another. They’re like walking advertisements of one’s deepest guilt, shame and vulnerability.)

First UK hardback, from Faber and Faber

Although the “visitors” think of themselves as what they appear to be — human beings — they are different at a sub-atomic level. Kelvin, at first refusing to learn from Snow’s cynical-sounding “wisdom”, rids himself of one Rheya only to find a new one there the next morning, oblivious to what he did to her. This is part of what’s putting such pressure on Snow and Sartorius, and what drove Gibarian to take his own life: the “visitors” are a constant reminder of (in Kelvin’s case) the guilt he feels at Rheya’s death, but they cannot be escaped. Worse, the apparently human side of “Rheya” can’t help being aware that something’s wrong with her, that she’s not what she thinks she is. The scientists do their best to discuss these matters in abstract terms, referring to “Phi-creatures”, and not stating things too explicitly, so they don’t distress these “visitors” any more than necessary — while also trying to work out how to rid themselves of them, or at least understand what their purpose might be.

Are they a form of communication from the world-ocean? Are they experiments the world-ocean is performing on its new human inhabitants, or are they attempts to drive those human beings away? Or are they just one more random natural process that surrounds this weird planet of Solaris, devoid of any purpose or meaning?

Ultimately, Solaris is about the essentially unknowable aspect of a truly alien encounter. As Snow says:

“We take off into the cosmos, ready for anything: for solitude, for hardship, for exhaustion, for death. Modesty forbids us to say so, but there are times when we think pretty well of ourselves. And yet, if we examine it more closely, our enthusiasm turns out to be all sham. We don’t want to conquer the cosmos, we simply want to extend the boundaries of Earth to the frontiers of the cosmos…”

Lem says his main idea in Solaris was “to present the problem of an encounter in Space with a form of being that is neither human nor humanoid”:

“I only wanted to create a vision of a human encounter with something that certainly exists, in a mighty manner perhaps, but cannot be reduced to human concepts, ideas or images.”

Iranian cover, art by Yiran Jia

In the same piece (written in response to the 2002 Soderbergh film of the novel, which he hadn’t yet seen, but is sure he won’t like), Lem goes on to compare Solaris with Melville’s Moby Dick and “Capitan Ahab’s pernicious quest for the white whale”. His novel certainly has a few chapters that recall the whale-related info-dumps of Moby Dick, as Kelvin reviews the century of Solaris studies, including the classification of the many forms created by the world-ocean, or the trends in how the ocean’s possible intelligence is judged, at length and in hard-science-fictional detail. For me, though, the first comparison to come to mind is with ghost stories, in particular Shirley Jackson’s The Haunting of Hill House, whose hauntings were equally personally tailored and psychologically manipulative of its poor victim, Eleanor.

But there’s also Mythago Wood. In both Holdstock’s and Lem’s novels, a vast natural form (a forest, an ocean) which can be read as a symbol of the unconscious, generates physical embodiments of what dwells in the human psyche, creatures which appear human and can be interacted with as human, but ultimately are not — or, perhaps, reveal our stranger, less-human-seeming innermost depths. As the narrator Kelvin says:

“Man has gone out to explore other worlds and other civilisations without having explored his own labyrinth of dark passages and secret chambers, and without finding what lies behind doorways that he himself has sealed.”

Solaris has the rare distinction of being adapted into films by both a Soviet-era Russian (Tarkovsky in 1972) and a big-name Hollywood American (Soderbergh in 2002).

Tarkovsky’s adds a preceding section on Earth (including here some of the material that, in the novel, was in the later info-dump chapters), and adds a somewhat trippy/highly symbolic ending which perhaps contributed to its being seen, at the time, as Russia’s answer to 2001. But it’s certainly engaging with the ideas of Lem’s novel, even if (as it should) it takes them in Tarkovsky’s own direction.

Tarkovsky’s Solaris

Soderbergh’s, on the other hand, seems far too intent on hitting the emotional highs without laying the necessary groundwork of plot, situation, or character. The early part of the story is dealt with so perfunctorily, it was obvious the filmmakers had no interest in anything till the drama between Rheya and Kelvin could get underway. Solaris, here, isn’t introduced at all, and it was only in a DVD extra that I discovered the filmmakers thought of it not as a planet with a perhaps-conscious ocean, but a planet-sized entity, seemingly made entirely out of energy. Nobody talks about the possibility of contact with this thing, and the mission is purely one to evaluate Solaris for commercial exploitation. (I’m sure there’s a metaphor for Hollywood there, somewhere.) It ends with a handful of twists, some obvious, some interesting, but in the end doesn’t, in my opinion, hit any note with sufficient force to leave much of an impression.

Soderbergh’s Solaris

Lem seems to have disliked both adaptions — in the case of the Soderbergh, without even seeing it — but that’s a common enough authorial stance. Certainly, his novel provided a template for some of the more thoughtful alien encounters in SF in subsequent years (Arrival, for instance).

For me, there’s an aesthetic to Solaris — both the novel and the films — of a pristine, almost surgically-clean technological surface, an island of apparent placidity and rationality amidst the bleakness and alienness of space, but one that serves to evoke the deepest human emotions of loss, guilt, and of vulnerability to one’s own undiscovered reaches. But I think this sort of emotional evocation works best with a light, even distanced touch, something the Soderbergh adaptation certainly doesn’t do. In space, no one needs to hear you scream; the vacuum, darkness, and immensity is scream enough.

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The Innocents (2021)

Not the 1961 adaptation of Henry James’s Turn of the Screw, but a 2021 Norwegian film (De uskyldige), which I was drawn to for its bleakly realistic take on a theme I’ve written about in Mewsings before: psychic kids.

The Innocents focuses on Ida, a girl of about eight or nine, whose parents move to a new flat in the sort of complex of apartments I last saw on film in Let the Right One In (which would make an excellent Nordic-supernatural-kids double-bill with this film). Ida’s older sister Anna is profoundly autistic, so cut off from the world that she doesn’t respond when Ida viciously (and casually) pinches her leg. Ida befriends another loner at the apartment complex, Ben, a boy of her own age who shows off a skill he’s been practising: if Ida drops a bottle cap in front on him, he can fling it to the side with his mind. Ida’s impressed; Ben is equally impressed by Ida’s ability to bend her arms slightly backwards. He then shows her a cat he’s befriended, and suggests they take it up several flights of steps and drop it, to see what happens.

Superpowers!

Amazingly enough, there’s another child with a mild psychic ability in the same apartment complex. The slightly-younger Aisha can hear some people’s thoughts and talk back to them with her mind. She can’t hear Ida (Ida has, it seems, no psychic ability), but can hear the autistic Anna. More crucially, Anna can hear her, even when they’re apart, and it’s through Aisha that Anna is encouraged to say her first words.

The kids realise their powers get stronger when they’re together. They of course use them to play games, with Ida whispering a word into Anna’s ear and Aisha or Ben “hearing” it the next floor up. But things start to take a darker turn with the already-troubled Ben. Bullied not just by the local older lads but also his own mother, Ben discovers he can make people do things. He gets revenge on a teenage boy who taunted him by controlling a much older man. Then he plays with getting his own back on his mother (who has clearly beaten him — we see unexplained bruises on his body), and, childlike, goes way too far, but perhaps doesn’t care, or can’t admit he does. The children’s powers are all meshed together, though, and an injury to one — or caused by one — can be felt or perceived by the others. Aisha doesn’t like what Ben’s doing, but Ben doesn’t like being told what to do. A confrontation is brewing.

The Innocents is clearly a world apart from that archetypal “psychic kids” film, Disney’s Escape to Witch Mountain (1975). There, apart from some mild peril at the end, the film is mostly about what fun it would be to have psychic powers. Here, it’s about how dangerous psychic powers might be in kids who are neglected or ignored or mistreated enough that they can take a childish pleasure in inflicting pain, or in taking an instant and over-the-top retribution just because they can.

But The Innocents does have a more positive side. Though I’ve seen it described (bizarrely, I think) as a superhero film — presumably, just because there are “super powers” involved — what it most reminded me of was Theodore Sturgeon’s classic novel More Than Human (1953), in which a group of misfits who, individually, would be regarded as physically or mentally disabled, together meld into a super-powered example of the next step in human evolution, “homo gestalt”. In The Innocents, it’s through coming together that these kids’ powers develop.

Their powers aren’t explained at all. Ben’s having worked on the ability to fling bottle tops with his mind just seems to be the product of a lonely boy’s application, driven perhaps by a determination borne of a clearly unhappy home life. It’s the coming together of Ben, Aisha and Anna that flips things from flinging bottle tops to mind control and murder. But The Innocents gets past any accusation that this is a major coincidence — three kids with psychic powers, however mild, happening to come together in the same apartment complex — by a hint, at the end, that psychic abilities aren’t all that rare, they’re just usually too mild (or left un-amplified by isolation) to get noticed. (And presumably such abilities either die out in adulthood, or these kids are that tiny step forward in evolution, in the manner of mutants and Tomorrow People everywhere).

The Innocents does have some scenes which are really hard to watch (particularly involving the poor cat), but overall it’s a low-key, even muted film, with a lot of quiet but meaningful moments that build the tension — which is as much emotional as supernatural, particularly when it comes to seeing how far Ida will side with the increasingly vindictive Ben. Not a casual watch at all, nor perhaps as affecting as Let the Right One In, but a worthwhile slice of subtle Nordic supernatural.

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Seaward by Susan Cooper

1985 Puffin PB, art by Steve Braund

Published in 1983, this was Susan Cooper’s first novel since finishing her Dark is Rising sequence with Silver on the Tree in 1977. Like those books, Seaward is a fantasy for young adults, though in this case a standalone one.

Two youngsters, separately, find their way into another world. The boy Westerley, whose home nation isn’t identified, though it’s evidently on the totalitarian spectrum, is told by his mother how to escape to this other world the moment before she’s shot by a political branch of the country’s police. He knows his father is by the sea and, thinking himself pursued even in this other world, heads towards it. The girl Cally (full name Calliope) has recently found herself alone after first her father then her mother are taken away to some place by the sea for a cure for a muscular disease — or, more likely, care before they die. Drawn by a music she vaguely recognises, Cally enters a mirror in her parents’ room and finds herself in this strange land. Like Westerley, she decides to head for the coast, where she believes she can reunite with her parents.

The world they’re now in is ruled by two beings — or, perhaps, ruled by one, who’s tempered by the other. There’s the blue-robed, white-blonde Lady Taranis, kind one moment, cruel the next, and the gold-cloaked, owl-eyed Lugan, who is much more of a helper to the two kids, though only at times:

“Sometimes I may intervene. Not always. There are perils in this country, but there are also laws—and while you journey here, I watch that neither you nor anyone else break those laws.”

1983 Bodley Head HB, art by Joseph A Smith

There’s something of an Alice in Wonderland feel to the fantasy in this book. Not only does Cally enter the world through a mirror, but Westerley’s first adventure is to find himself part of a chess game, played by unwitting squares of soldiers on a wide, flat plain. But this isn’t a nonsense fantasy, nor is it meant to be taken lightly. The whole point is that the perils Cally and Westerley face — at first alone, but soon together — are life-threatening, or at least potential prisons. This book is closer to, say, Ursula Le Guin’s Threshold or Catherine Storr’s Marianne Dreams, in that it’s about a lonely boy and a lonely girl meeting in another world and, through facing its perils together, forging a relationship that allows them to return to our world and face it with a renewed hope and strength. (Though I wouldn’t say it’s quite as good as either of those.)

And that theme, I think, would have been the thing I’d have responded to had I read it first as an adolescent, but as I’m reading it for the first time now, many years later, I was more bothered by the lack of solidity to the story. Lugan may mention laws, but his use of the passive voice (“there are also laws”) means we’re not going to told what they are, and his pronouncement that he “may intervene” sounds more like a writer letting the reader know that random interventions may occur, but they’re not going to tell you when. Cally and Westerley’s adventures are full of invention, but have none of the sort of logic that can allow the reader to really take part in the tale (anticipating what will happen, working out what they would do in the characters’ place). Most of the time, the pair are rescued from peril by some magic helper or gift that just works at the right moment: a magical wind to take them away, the help of birds, a friendly giant snake, a friendly giant insect. As Colin Manlove says of Seaward in From Alice to Harry Potter: Children’s Fantasy in England:

“Though the book’s settings are finely imagined, they are not suggestive of meaning, but are there simply as fantastic inventions to give an exotic and exciting air to the plot.”

1987 PB, art by David Wiesner

In a sense, to use Tolkien’s word, the book is a series of eucatastrophes — last-minute miraculous rescues from certain peril — but used so often they soon lose their fairy tale element of genuine magic and just become frustrating. But the point of the book, I’d say, isn’t the story, but the way these perils bind the boy and girl together, teach them to trust one another and form a new bond of a type they’d only previously had with their parents.

Manlove’s other criticism of the book, I don’t quite agree with:

“Part of the trouble is that the book is non-moral: enjoyment of life is the only notion of good, hating it the bad.”

But I think this is to be too harsh on a novel that’s basically about overcoming grief and loss, and the fear of growing up in a world which can so easily take away what is most valuable, in human terms. As Charles Butler says in Four British Fantasists (a study of Alan Garner, Penelope Lively, Susan Cooper and Dianne Wynne Jones — four writers who happened to be at Oxford when Tolkien was lecturing there):

“One of the book’s main themes is that the two rulers of the secondary world, Lugan and Taranis, are not moral opposites, even though they at first appear to be so, with Lugan protecting the children and Taranis attempting to bar their escape. Ultimately, they are brother and sister, life and death: each of them has both a kindly and a cruel aspect.”

2013 PB cover, which makes use of a single (very brief) appearance of a dragon to sell this as the sort of fantasy it isn’t

“Nothing is black and white, Westerly, in this long game we play,” Lugan says at an early point, which isn’t, I don’t think, a moral point, but one about learning to accept the apparently bad things as part of a life that will inevitably contain both the bad and the good, as well as many things in between. It’s a novel about learning to balance the threat of/fear of death and loss, and the other negative aspects of life, with at least the possibility of the positive (here, the promise of love as a balance to loss).

Ultimately, Seaward is a coming of age tale, taking both characters to the point where they must decide to return to the real world, with all its losses, perils, and difficulties, in order to either mature into a full life, or escape from harsh reality and remain children forever. As I say, it’s not, I don’t think, the sort of YA book that can be read for the first time as an adult — something I’d say is also true of Cooper’s Dark is Rising books, which also have too much passive-voice fantasy (“this must be”, and so on) for my full enjoyment. But, they’re not written for me, at least not the non-adolescent me I am now.

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